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Displaying 1-18 of 18 jobs
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Posted 3 days ago by Brilliantin Recruitment
Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules and all elements of compliance at all times. Keep up to date with all relevant product, legislative and technical changes, as required. Ensure all dealings with customers are carried out in a … more
Posted a week ago by Lord Search & Selection
Where applicable you will ensure all due diligence is followed in line with appropriate FCA guidelines. You will also handle administration enquiries, present quotations as well as liaising with clients in a professional manner. You will assist with administration relating to relevant … more
Posted 01/07/2024 by Rayner Personnel
Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more
Posted yesterday by Service Service
As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more
Posted yesterday by Profound recruitment partners
The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more
Posted today by NFU Mutual
Senior Compliance Consultant. Join an award-winning company - including “Which?” Insurance Brand of the Year 2024 and Gallup's Exceptional Place to Work 2024. Guide and influence managers to ensure compliance with FCA rules. Hybrid role with 80% homeworking and 20% in … more
Posted 28/06/2024 by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted 28/06/2024 by Fiducia Group
Compliance Administrator. Salary - £ 20,000 to £22,000 pa. Full Time, Permanent. Newark, NG24 1BS. Have you worked within the financial industry or Compliance before? Or interested in a career in finance and Compliance. Are you a logical thinker and able to work well under … more
We found 10 jobs outside your search area.
Posted 24/06/2024 by Integro Partners
You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more
Posted a week ago by Mash Group
Role: Compliance Offer. Hours: 20 hours a week. Location: Ferndown Dorset wit Hybrid option. About Our Client. An independent financial advisers, they are committed to providing comprehensive advice on a wide range of financial products. Their objective is to ensure that their … more
Posted 2 days ago by Rayner Personnel
*Exciting Opportunity: Employed Senior Mortgage Advisor - Haywards Heath, West Sussex*. Are you a seasoned mortgage professional looking for a rewarding role as an Employed Senior Mortgage Advisor - Haywards Heath, West Sussex? A thriving estate agency is seeking a talented Senior … more
Posted 2 hours ago by Avanti Personnel Limited
Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more
Posted 2 days ago by Adecco
Compliance Officer working with Insurance Company for an initial 6-month contract, this will be paying between £425 - £475 per day (inside IR35). This is a Hybrid contract, 3 days per week in the office. Job Summary. The role will support the CorSo and UK business meet its Compliance</ … more
Posted a week ago by Service Service
My client is a Norwich based chartered firm who have been providing advice to Norfolk and afar for over fifty years and you can become part of their success by supporting their adviser as a Financial Services Administrator in their Suffolk Branch, just outside of Lowestoft. Job summary. To … more
Posted yesterday by Uniting People
The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more
Posted today by Uniting People
The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more
Posted today by Uniting People
The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more
Posted 20/06/2024 by Oakglen Wealth Limited
Oversee the audit process and liaise with external advisors where required. Ensure that all insurance requirements are met and regularly reviewed. Provide detailed financial forecasts and budgets. Support the business with the development and updating of its financial strategy. Ensure … more
