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Displaying 1-16 of 16 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted yesterday by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted 04/06/2024 by Bell Cornwall Recruitment
Provide efficient administrative support to a team of Financial Advisers. Draft and distribute correspondence, including letters and emails. Act as a point of contact for clients, life offices, and internal business members. Maintain accurate company administration systems and ensure client … more
Posted 2 days ago by Page Personnel
Processing new business for advisers/planners, completing trades/fund switches, liaising with product providers and ensuring new business is administered correctly. Administration support for valuations, transfers and client reviews in preparation for client meetings. Liaising with client … more
Posted 06/06/2024 by Meridian Business Support
Meridian Business Support are currently working with an award-winning estate agent based in Liverpool who are looking to recruit a Mortgage Advisor with experience in buy to let mortgages. Key Responsibilities. Conduct in-depth onboarding and listen effectively to clients to better … more
Posted a week ago by Perfect Team
Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more
Posted 6 days ago by Tate
Commercial Sales Fleet Advisor. Oldbury (Hybrid working. £12 per hour. 6-Month Temporary Assignment (could be extended. As a Commercial Sales Fleet Advisor, you will be a key player in the B2B team, providing an effective front-line telephony sales service for incoming calls. You … more
Posted 31/05/2024 by Rayner Personnel
Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more
Posted a week ago by Hooray
Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more
Posted a week ago by Service Service
As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more
Posted 07/06/2024 by HT Legal Solicitors
Communicate with clients, financial advisors, and other stakeholders to gather necessary information and clarify details. Prepare detailed reports and documentation to support claim decisions. Ensure compliance with all relevant legal and regulatory standards. Compose detailed … more
Posted 04/06/2024 by Recruitment Solutions (Folkestone) Ltd
Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more
Posted 04/06/2024 by Recruitment Solutions (Folkestone) Ltd
Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more
Posted a week ago by Curve Group Holdings Ltd
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation. Do you have sound knowledge of FCA or other international regulatory bodies. Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: … more
Posted a week ago by Adecco
Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more
Posted a week ago by PIB Risk Management
The Graduate Health and Safety/CDM Advisor is a key individual who will undertake CDM duties in line with the CDM 2105 regulations. The duties also encompass all other Health and Safety related duties in line with current Management of Health and Safety at Work Regulations and associated … more
Posted yesterday by Amplifi Capital
The Customer Relations Advisor role will join the compliance function and have responsibility for resolving customer complaints. These may be over the telephone, via email or by liaising in a more formal capacity with the Financial Ombudsman Service (FOS). You will be one of a … more
