Fca Compliance Advisor jobs

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  1. Regional Compliance Manager

    Posted 5 days ago by HL Partnership

    Salary:
    £34,000 - £36,000/annum
    Location:
    Stoke-on-Trent (43 miles)
    Job Type:
    Permanent

    Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more

    Apply Now
  2. Compliance Officer (SMF 16)

    Posted 9 hours ago by The Burford Recruitment Company Ltd

    Quick apply
    Salary:
    £85,000 - £90,000/annum Plus annual bonus
    Location:
    Witney, Oxfordshire (82 miles)
    Job Type:
    Permanent

    A highly regarded independent Investment firm are seeking an experienced Compliance Officer to oversee their Compliance team who are based at their West Oxfordshire office. This is a significant role within the business and requires an accomplished individual with their CISI Level … more

  3. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (74 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

    Apply Now
  4. Paraplanner - Remote Available

    Posted 16/09/2024 by Ellis James Partners Ltd

    Remote job
    Salary:
    £35,000 - £40,000/annum
    Location:
    LL13, Wrexham, Clwyd (77 miles)
    Job Type:
    Permanent

    Provide research and technical support to Advisors. Prepare suitability reports, illustrations, and financial documentation. Ensure all reports comply with FCA guidelines. Collaborate with the wider team to ensure smooth business processing. Stay updated on products and regulatory … more

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  5. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now
  6. Compliance Administrator

    Posted 09/09/2024 by PRS Recruitment Group Ltd T/A Refuel Talent

    Salary:
    £32,000 - £35,000/annum
    Location:
    Kettering, Northamptonshire (42 miles)
    Job Type:
    Permanent

    To work with the Compliance Manager and other key stakeholders in the business to deliver the key elements of the compliance assurance activities. Providing accurate and timely management information, including commentary on key subjects that are on the regulatory horizon. DUTIES … more

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  7. Internal Account Manager

    Posted a week ago by Wallace Hind Selection LTD

    Salary:
    £30,000 - £40,000/annum Pension + Financial Assistance with
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more

    Apply Now
  8. Compliance Officer

    Posted yesterday by Bullion By Post

    Salary:
    £30,000 - £33,000/annum
    Location:
    B5, Birmingham, West Midlands (County) (45 miles)
    Job Type:
    Permanent

    Compliance Officer. Base salary between £30k and £33k depending on experience. Bonus of up to 30% of base, paid twice yearly, dependent on Company performance. 25 days holiday (with the option to buy more). Time off on your birthday. Employee Benefits platform including free, 24/7 access to … more

    Apply Now
  9. Financial Adviser - Office Based

    Posted 10/09/2024 by AFH Wealth Management

    Location:
    Bromsgrove, Worcestershire, United Kingdom (58 miles)
    Job Type:
    Permanent

    Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more

    Apply Now
  10. Compliance Officer

    Posted a week ago by Fiducia Group

    Location:
    Newark-on-Trent (16 miles)
    Job Type:
    Permanent

    Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more

    Apply Now
  11. Employment Law Advisor

    Posted 09/09/2024 by WeRecruit Auto Ltd

    Remote job Quick apply
    Salary:
    £33,000 - £40,000/annum
    Location:
    PE1, Peterborough, Cambridgeshire (45 miles)
    Job Type:
    Permanent

    Legal Advisor required in Peterborough area - Hybrid working option (HR Specialism. Full-time, Mon-Fri 9am - 5pm permanent with hybrid working. Salary is negotiable depending on experience, in region of £33-40,000. 22 days annual leave + bank holidays + Christmas close-down. * No Time … more

  12. Risk and Compliance Analyst

    Posted 9 hours ago by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    LE19, Braunstone, Leicestershire (23 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 3 days office/2 days home - full or part time available. My client is an award- … more

    Apply Now
  13. Communications Executive

    Posted a week ago by PIB Employee Benefits

    Location:
    Gloucester (88 miles)
    Job Type:
    Permanent

    PIB Employee Benefits is an innovative and forward-thinking organisation, winning Firm of the Year at the 2024 Corporate Adviser awards. PIB Group was voted by Insurance Times as top of its broking High Flyers list in the 2023 Top Brokers feature, PIB is known for delivering exceptional … more

    Apply Now

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