Fca Compliance Advisor jobs

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  1. Risk and Compliance Analyst

    Posted yesterday by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    LE19, Enderby, Leicestershire (23 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

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  3. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (74 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

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  4. Employment Lawyer

    Posted today by The Portfolio Group

    Salary:
    £50,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

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  5. In-House Employment Solicitor

    Posted yesterday by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  6. Employment Counsel

    Posted yesterday by The Portfolio Group

    Salary:
    £55,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

    Apply Now
  7. T&C Manager

    Posted today by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more

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  8. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

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  9. Financial Controller

    Posted 17/09/2024 by A for Appointments

    Salary:
    £60,000 - £70,000/annum 70k OTE
    Location:
    Doncaster, South Yorkshire (39 miles)
    Job Type:
    Permanent

    Oversee tax and finance regulatory compliance issues. Prepare and submit information to statutory and regulatory authorities including HMRC and FCA. Manage the production of annual statutory accounts. Planning year-end timetable and audit (key audit contact. Ensure the accuracy and … more

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  10. Head of Compliance

    Posted today by Premier Jobs UK

    Salary:
    £60,000 - £70,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm. As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing … more

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  11. Technical Author (Regulation & Training Documentation)

    Posted 5 days ago by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now
  12. Risk and Compliance Analyst

    Posted yesterday by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    BL7, Egerton, Borough of Bolton (70 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

    Apply Now
  13. Project Consultant (Documentation & Regulation Development) - REMOTE

    Posted 13/09/2024 by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now
  14. Risk & Compliance Analyst

    Posted yesterday by Meridian Business Support

    Salary:
    £40,000 - £50,000/annum
    Location:
    Manchester (57 miles)
    Job Type:
    Permanent

    Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst near Manchester working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more

    Apply Now