Fca Compliance Advisor jobs

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  1. Senior Financial Administrator

    Posted 04/06/2024 by Bell Cornwall Recruitment

    Salary:
    £20,000 - £28,000/annum
    Location:
    Lichfield, Staffordshire (33 miles)
    Job Type:
    Permanent

    Provide efficient administrative support to a team of Financial Advisers. Draft and distribute correspondence, including letters and emails. Act as a point of contact for clients, life offices, and internal business members. Maintain accurate company administration systems and ensure client … more

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  2. Mortgage and Protection Advisor

    Posted 31/05/2024 by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    North/North West (32 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

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  3. Graduate H&S Consultant

    Posted a week ago by PIB Risk Management

    Salary:
    £25,000 - £30,000/annum
    Location:
    Lincoln (31 miles)
    Job Type:
    Permanent

    The Graduate Health and Safety/CDM Advisor is a key individual who will undertake CDM duties in line with the CDM 2105 regulations. The duties also encompass all other Health and Safety related duties in line with current Management of Health and Safety at Work Regulations and associated … more

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  4. We found 9 jobs outside your search area.

  5. IFA Administrator

    Posted 10/06/2024 by Page Personnel

    Salary:
    £30,000/annum
    Location:
    Altrincham, Greater Manchester (57 miles)
    Job Type:
    Permanent

    Processing new business for advisers/planners, completing trades/fund switches, liaising with product providers and ensuring new business is administered correctly. Administration support for valuations, transfers and client reviews in preparation for client meetings. Liaising with client … more

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  6. Commercial Sales Fleet Advisor

    Posted 6 days ago by Tate

    Remote job
    Salary:
    £12 - £13/hour
    Location:
    Oldbury, West Midlands (47 miles)
    Job Type:
    Temporary

    Commercial Sales Fleet Advisor. Oldbury (Hybrid working. £12 per hour. 6-Month Temporary Assignment (could be extended. As a Commercial Sales Fleet Advisor, you will be a key player in the B2B team, providing an effective front-line telephony sales service for incoming calls. You … more

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  7. Mortgage and Protection Advisor

    Posted 31/05/2024 by Rayner Personnel

    Remote job
    Salary:
    £60,000 - £80,000/annum £60k + OTE
    Location:
    Huddersfield (54 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more

    Apply Now
  8. Claims Assessor

    Posted 07/06/2024 by HT Legal Solicitors

    Salary:
    £30,000 - £40,000/annum Great Benefits
    Location:
    WA15, Hale, Trafford (57 miles)
    Job Type:
    Permanent

    Communicate with clients, financial advisors, and other stakeholders to gather necessary information and clarify details. Prepare detailed reports and documentation to support claim decisions. Ensure compliance with all relevant legal and regulatory standards. Compose detailed … more

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  9. Remote Paraplanner

    Posted 04/06/2024 by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £36,000/annum Comprehensive Benefits
    Location:
    Manchester, Greater Manchester (57 miles)
    Job Type:
    Permanent

    Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more

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  10. Remote Paraplanner

    Posted 04/06/2024 by Recruitment Solutions (Folkestone) Ltd

    Salary:
    £35,999 - £36,001/annum Comprehensive Benefits
    Location:
    Warrington, Cheshire (66 miles)
    Job Type:
    Permanent

    Detailed knowledge and understanding of the firm's compliance and paraplanning procedures including record keeping requirements. Dealing with clients and advisers in a compliant manner as detailed within the firm's compliance manual and procedures whilst maintaining a … more

    Apply Now
  11. Compliance Monitoring Officer

    Posted a week ago by Curve Group Holdings Ltd

    Remote job
    Location:
    Birmingham, West Midlands (45 miles)
    Job Type:
    Contract

    Are you a compliance specialist with experience in audit/monitoring within a regulated organisation. Do you have sound knowledge of FCA or other international regulatory bodies. Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: … more

    Apply Now
  12. Compliance Officer

    Posted a week ago by Adecco

    Remote job
    Salary:
    £15.38 - £19.23/hour
    Location:
    Stockport, Greater Manchester (52 miles)
    Job Type:
    Permanent

    Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more

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  13. Customer Relations (Complaints) Advisor

    Posted yesterday by Amplifi Capital

    Salary:
    £NEG
    Location:
    Leeds (60 miles)
    Job Type:
    Permanent

    The Customer Relations Advisor role will join the compliance function and have responsibility for resolving customer complaints. These may be over the telephone, via email or by liaising in a more formal capacity with the Financial Ombudsman Service (FOS). You will be one of a … more

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