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Displaying 1-25 of 28 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted a week ago by Front Row Recruitment
Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more
Posted a week ago by Page Personnel
Processing new business for advisers/planners, completing trades/fund switches, liaising with product providers and ensuring new business is administered correctly. Administration support for valuations, transfers and client reviews in preparation for client meetings. Liaising with client … more
Posted 6 days ago by Curve Group Holdings Ltd
As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA … more
Posted a week ago by Curve Group Holdings Ltd
Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to … more
Posted 18/06/2024 by Curve Group Holdings Ltd
Are you a compliance specialist with experience in audit/monitoring within a regulated organisation. Do you have sound knowledge of FCA or other international regulatory bodies. Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid 2 days office. Hours: … more
Posted a week ago by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted 17/06/2024 by Adecco
Job Title: Compliance Officer. Location: Stockport. Contract Details: Temp To Perm. Salary: £15.38 - £19.23 per hour. Working Pattern: Full Time - Hybrid working from home/in the office around 2 days a week once trained. About Our Client. Our client is a dynamic finance company, known for … more
Posted a week ago by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
We found 20 jobs outside your search area.
Posted a week ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Compliance Specialist. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract with 2 days a week in their superb … more
Posted a week ago by Barbara Houghton Associates
Reporting to the General Manager, Legal & Compliance, responsibilities will include. Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/ … more
Posted 2 weeks ago by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted 6 days ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Junior Compliance Specialist. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract with 2 days a week in their … more
Posted 24/06/2024 by Integro Partners
You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more
Posted 13/06/2024 by Perfect Team
Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more
Posted a week ago by Opus Perm
Liaise professionally with our third-party advisors and other areas of the business. Process requests for redemption statements in a prompt and timely manner and ensure that upon receipt of required funds the loan security is released in accordance with procedures and agreed SLAs. Review, … more
Posted 18/06/2024 by Brown & Brown
Insync Insurance, a valued part of the Brown & Brown Group, are looking to recruit a New Business Insurance Advisor to join their hard working and professional team. This is a fantastic opportunity for an individual to develop a successful career in insurance, working for a company noted … more
Posted 19/06/2024 by Hooray
Working in a team of three, the Operations Assistant will be involved in all compliance initiatives across the firm from organising training, to amending policies and procedures to rolling out training. This is a key role and would be suited to someone who has previous experience as an IFA … more
Posted today by Mash Group
Role: Compliance Offer. Hours: 20 hours a week. Location: Ferndown Dorset wit Hybrid option. About Our Client. An independent financial advisers, they are committed to providing comprehensive advice on a wide range of financial products. Their objective is to ensure that their … more
Posted 17/06/2024 by Service Service
As an experienced administrator you will be focused on providing excellent administration and compliance support to Clients, Advisers, Managers and Director's. Job Responsibilities. To ensure all administration is undertaken to the highest standard and conducted in accordance with … more
Posted 13/06/2024 by Avanti Personnel Limited
Our client is offering a trainee paraplanning position where you will work closely with Financial Advisers, admin, and other colleagues. The successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and … more
Posted yesterday by Service Service
My client is a Norwich based chartered firm who have been providing advice to Norfolk and afar for over fifty years and you can become part of their success by supporting their adviser as a Financial Services Administrator in their Suffolk Branch, just outside of Lowestoft. Job summary. To … more
Posted 2 weeks ago by Niche Recruitment Ltd
Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more
Posted today by Retrack Personnel Holdings Limited
Collaborating closely with their financial advisers and client support teams, offering advice and ongoing services to both new and existing clients. Supported by their experienced paraplanning management and finance team, you'll work on diverse client cases, continually enhancing your … more
Posted 6 days ago by Dignity Plc
Employee Relations Advisor. 🕓 Full-Time, Permanent. 📍 Maidenhead, Berkshire (Hybrid 3 Days Office-Based, 2 from home. 💷 Salary: Up to £40,000 per annum. #WorkingWithDignity #EmployeeRelations. Are you skilled in navigating employee relations challenges with sensitivity and empathy? If you … more
Posted today by Vitality
Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business … more
