Fca Compliance Advisor jobs

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  1. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (74 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

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  2. In-House Employment Solicitor

    Posted yesterday by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

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  3. T&C Manager

    Posted 8 hours ago by Premier Jobs UK

    Salary:
    £40,000 - £50,000/annum Plus, 3% & 5% pension contribution,
    Location:
    B35, Tyburn, City and Borough of Birmingham (40 miles)
    Job Type:
    Permanent

    As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more

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  4. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

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  5. Risk and Compliance Analyst

    Posted yesterday by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    LE19, Enderby, Leicestershire (23 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My client is an award- … more

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  6. Technical Author (Regulation & Training Documentation)

    Posted 5 days ago by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

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  7. Project Consultant (Documentation & Regulation Development) - REMOTE

    Posted 13/09/2024 by Interaction Recruitment

    Salary:
    £45,000 - £55,000/annum
    Location:
    Huntingdon (58 miles)
    Job Type:
    Permanent

    As a Technical Compliance Consultant, you will be able to share your experience in the industry and communicate between international/national clients surrounding best practice and regulations. You will learn & investigate regulations outside of the UK. Currently supporting over 1000 … more

    Apply Now
  8. Risk & Compliance Analyst

    Posted yesterday by Meridian Business Support

    Salary:
    £40,000 - £50,000/annum
    Location:
    Manchester (57 miles)
    Job Type:
    Permanent

    Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst near Manchester working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more

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  9. We found 16 jobs outside your search area.

  10. Compliance Executive - PSD2

    Posted 5 days ago by EF Recruitment

    Salary:
    £260 - £290/day Free breakfast
    Location:
    SW1V, Victoria, Greater London (109 miles)
    Job Type:
    Contract

    Our client is a global Fintech type organisation now seeking a Compliance Analyst with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract , hybrid with 2 … more

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  11. Compliance Manager/Paraplanner

    Posted 11/09/2024 by Dovetail Recruitment Ltd

    Salary:
    £35,000 - £45,000/annum Plus excellent benefits
    Location:
    Ferndown, Dorset (151 miles)
    Job Type:
    Permanent

    Compliance Officer/Paraplanner – Financial Services. Location: Ferndown ( Hybrid options -1 day a week in the office. Hours: Part-Time – Flexible to Fit Around Family Life. Salary: £35,000 - £45,000 (Depending on experience. Reporting To: Senior Partner. About Us. Join a highly regarded … more

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  12. Rural Client Executive

    Posted a week ago by Jonathan Lee Recruitment Ltd

    Location:
    Malton (78 miles)
    Job Type:
    Permanent

    Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more

    Apply Now
  13. Paraplanner

    Posted 11 hours ago by enable Recruitment

    Salary:
    £35,000 - £45,000/annum
    Location:
    Liverpool (81 miles)
    Job Type:
    Permanent

    Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more

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  14. Paraplanner

    Posted 2 weeks ago by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    LA12, Ulverston, Cumbria (116 miles)
    Job Type:
    Permanent

    Support Financial Advisors by researching financial products and preparing detailed suitability reports. Conduct cash flow modelling and inheritance tax (IHT) calculations. Ensure that all reports and recommendations adhere to compliance standards (FCA). Maintain and … more

    Apply Now
  15. Head of Mortgage Servicing

    Posted 17/09/2024 by James Frank Associates

    Quick apply
    Location:
    West Malling, Kent (132 miles)
    Job Type:
    Permanent

    Due to internal developments within the business our client is looking to add a Head of Mortgage Servicing to their team, where you will be responsible for overseeing the daily operations of the Servicing team whilst ensuring compliance within industry standards, whilst ensuring all work is … more

  16. Paraplanner

    Posted 5 days ago by Tate

    Salary:
    £45,000 - £50,000/annum Plus discretionary bonus & benefits
    Location:
    Bishop's Stortford, Hertfordshire (91 miles)
    Job Type:
    Permanent

    Work with advisers, relationship managers and when required, independently, to construct and develop wealth planning strategies for business owners and wealthy individuals and families, covering a range of complexity. Ensure the strategies are documented in Wealth Proposals and … more

    Apply Now
  17. Paraplanner

    Posted yesterday by Recruit Wealth Ltd

    Salary:
    £35,000 - £44,000/annum
    Location:
    CF72, Talbot Green, Rhondda Cynon Taf (135 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now
  18. Paraplanner

    Posted 06/09/2024 by Recruit Wealth Ltd

    Salary:
    £40,000 - £44,000/annum
    Location:
    Newcastle upon Tyne, Tyne & Wear (140 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now
  19. Self-Employed IFA

    Posted 16/09/2024 by Uniting People

    Location:
    Minehead, Somerset (156 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  20. Self-employed Independent Financial Advisor

    Posted 16/09/2024 by Uniting People

    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  21. Mortgage Paraplanner

    Posted 06/09/2024 by Your Mortgage Recruiter

    Salary:
    £40,000 - £45,000/annum - Basic Salary, plus Bonuses.
    Location:
    South West London, Greater London (110 miles)
    Job Type:
    Permanent

    This is a great opportunity for either an established Mortgage Paraplanner, for an experienced Mortgage Administrator who is keen to work within a more technical position or possibly for an experienced Mortgage Advisor/Broker who is now keen to move away from an advice based role but that … more

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  22. Self-employed Independent Financial Adviser

    Posted 16/09/2024 by Uniting People

    Location:
    Barnstaple, Devon (178 miles)
    Job Type:
    Permanent

    The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more

    Apply Now
  23. Risk and Compliance Analyst

    Posted yesterday by North Oak Recruitment

    Salary:
    £35,000 - £50,000/annum + bens
    Location:
    EC1V, Angel, Greater London (107 miles)
    Job Type:
    Permanent

    Risk & Compliance Analyst. Salary £35,000 - £50,000 dep on exp + benefits (our ref AL1319. The role can be based at any of the office locations: Leicester, Salisbury, Bolton, Greater London or Wimbledon. Hybrid option available 2 days office/3 days home - full or part time available. My … more

    Apply Now
  24. Compliance Monitoring Manager

    Posted 10/09/2024 by Pearson Whiffin Recruitment Ltd

    Salary:
    £48,000 - £58,000/annum
    Location:
    Chatham (129 miles)
    Job Type:
    Permanent

    Job Title: Compliance Assurance Manager. Salary: £48,000 - £58,000. Location: Chatham. An excellent opportunity has arisen with my client, a highly reputable financial services organisation. We are seeking a highly skilled Compliance Assurance Manager to join on a permanent basis … more

    Apply Now
  25. Risk & Compliance Analyst

    Posted yesterday by Meridian Business Support

    Salary:
    £40,000 - £50,000/annum
    Location:
    Salisbury (132 miles)
    Job Type:
    Permanent

    Are you experienced in Risk & Compliance within Financial Services? If so, I have an exciting opportunity for a Risk & Compliance Analyst in Salisbury working on a hybrid basis. The role. Proactively supports the Director of Group Risk in ensuring the group meets the regulatory … more

    Apply Now