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Fca Compliance Advisor jobs

Displaying 1-25 of 41 jobs

fca compliance advisor £20,001 - £30,000 £40,001 - £50,000 Clear all

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  2. Compliance & Data & Security Apprentice

    Posted 5 days ago by Apogee Corporation Limited

    Remote job Quick apply
    Location:
    Maidstone (136 miles)
    Job Type:
    Permanent

    Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more

  3. Mortgage Advisor

    Posted 16/09/2024 by Open Financial Services

    Salary:
    £50,000 - £80,000/annum
    Location:
    Accrington (74 miles)
    Job Type:
    Permanent

    Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more

    Apply Now

  4. Call Listening Administrator

    Posted 04/09/2024 by Usay Compare

    Location:
    Cirencester, Gloucestershire, United Kingdom (94 miles)
    Job Type:
    Permanent

    This roleis integral to our business as you are ensuring that the Sales Advisers are selling compliantly to our clients, abiding by the FCA regulations, and providing them with the best possible advice. What we can offer you. A competitive basic salary of £23,500 per annum. Monday … more

    Apply Now

  5. Paraplanner - Warrington

    Posted 11/09/2024 by Aimee Willow Connex Ltd

    Salary:
    £25,000 - £30,000/annum
    Location:
    WA5, Great Sankey, Warrington (69 miles)
    Job Type:
    Permanent

    To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more

    Apply Now

  6. Sales Advisor

    Posted 12/09/2024 by Four Squared Recruitment Ltd

    Salary:
    £27,000 - £29,000/annum
    Location:
    Cirencester, Gloucestershire (92 miles)
    Job Type:
    Permanent

    Our client is looking for a dedicated Sales Advisor to join their team in Cirencester. This role will focus on retaining existing clients and upgrading their services by delivering exceptional customer care and expert service knowledge, all while ensuring full FCA compliance</ … more

    Apply Now

  7. Compliance Manager/Paraplanner

    Posted 11/09/2024 by Dovetail Recruitment Ltd

    Salary:
    £35,000 - £45,000/annum Plus excellent benefits
    Location:
    Ferndown, Dorset (151 miles)
    Job Type:
    Permanent

    Compliance Officer/Paraplanner – Financial Services. Location: Ferndown ( Hybrid options -1 day a week in the office. Hours: Part-Time – Flexible to Fit Around Family Life. Salary: £35,000 - £45,000 (Depending on experience. Reporting To: Senior Partner. About Us. Join a highly regarded … more

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  8. IFA Administrator

    Posted 16/09/2024 by Ellis James Partners Ltd

    Salary:
    £25,000 - £27,000/annum Discretionary Bonus
    Location:
    WV6, Pattingham, Staffordshire (53 miles)
    Job Type:
    Permanent

    The successful candidate will work closely with Advisors and the Administration Lead to ensure smooth business processing, high-quality client service, and preparation for client meetings. What will you do. Schedule and confirm client appointments, sending pre-meeting information as needed. … more

    Apply Now

  9. In-House Employment Solicitor

    Posted 5 hours ago by The Portfolio Group

    Salary:
    £45,000 - £65,000/annum
    Location:
    Manchester, Greater Manchester (58 miles)
    Job Type:
    Permanent

    Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more

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  10. Rural Client Executive

    Posted 6 days ago by Jonathan Lee Recruitment Ltd

    Location:
    Malton (78 miles)
    Job Type:
    Permanent

    Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more

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  11. Paraplanner

    Posted a week ago by Ellis James Partners Ltd

    Salary:
    £30,000 - £45,000/annum
    Location:
    LA12, Ulverston, Cumbria (116 miles)
    Job Type:
    Permanent

    Support Financial Advisors by researching financial products and preparing detailed suitability reports. Conduct cash flow modelling and inheritance tax (IHT) calculations. Ensure that all reports and recommendations adhere to compliance standards (FCA). Maintain and … more

    Apply Now

  12. Head of Mortgage Servicing

    Posted 2 weeks ago by James Frank Associates

    Quick apply
    Location:
    West Malling, Kent (132 miles)
    Job Type:
    Permanent

    Due to internal developments within the business our client is looking to add a Head of Mortgage Servicing to their team, where you will be responsible for overseeing the daily operations of the Servicing team whilst ensuring compliance within industry standards, whilst ensuring all work is … more

  13. ifa administrator

    Posted a week ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Bognor Regis, West Sussex (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now

  15. Ifa Administrator

    Posted a week ago by Templegate recruitment

    Salary:
    £25,000 - £30,000/annum
    Location:
    Ashford, Kent (151 miles)
    Job Type:
    Permanent

    Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more

    Apply Now

  16. Financial Services Administrator

    Posted 11/09/2024 by Jobseekers Recruitment Services

    Salary:
    £23,000 - £25,000/annum
    Location:
    Taunton, Somerset (157 miles)
    Job Type:
    Permanent

    A great team to join, they are all trained by the MD and have been recognised as one of the top 100 financial advisors in the country. Key areas of responsibility and duties. Preparing Letters. Calling Providers. Maintaining client data on the CRM and informing Providers where appropriate. … more

    Apply Now

  17. Mortgage and Protection Advisor

    Posted a week ago by Rayner Personnel

    Quick apply
    Salary:
    £30,000 - £40,000/annum
    Location:
    Livingston (224 miles)
    Job Type:
    Permanent

    Mortgage and Protection Advisor. Livingston(EH54. My client is looking for a Qualified Mortgage and Protection Advisor to join them in their award winning team. What is on offer. Competitive salary (£30k-£40k basic) OTE £60k. Uncapped commission. Flexible working pattern. 75% of … more

  18. Paraplanner

    Posted a week ago by Lime People Search & Select Ltd

    Salary:
    £35,000 - £45,000/annum £35-45k +bens
    Location:
    Wolverhampton, West Midlands (County) (47 miles)
    Job Type:
    Permanent

    We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more

    Apply Now

  19. Wealth Management Administrator

    Posted 04/09/2024 by Alderley Park Recruitment

    Salary:
    £28,000/annum
    Location:
    City of London, Greater London (109 miles)
    Job Type:
    Permanent

    The Wealth Management Administrator will play a crucial role in supporting the financial advisors and ensuring the smooth running of our clients operations. This role involves managing client communications, handling administrative tasks, and ensuring compliance with regulatory … more

    Apply Now

  20. Compliance Officer

    Posted 04/09/2024 by Search

    Remote job
    Salary:
    £30,000/annum
    Location:
    Neston, Cheshire (81 miles)
    Job Type:
    Permanent

    Compliance Officer. Up to £30,000 basic salary. Location: Neston - option to work from home on hybrid basis after probation. Hours: 9:00am to 5:30pm (5pm finish on Friday)A great opportunity has arisen based in Neston for a Compliance Officer with experience working within an … more

    Apply Now

  21. Ifa Administrator

    Posted 12/09/2024 by Templegate recruitment

    Salary:
    £28,000 - £30,000/annum
    Location:
    NG2, West Bridgford, Nottinghamshire (1 mile)
    Job Type:
    Permanent

    This is a key role in supporting their Independent Financial Advisors (IFAs) and ensuring the smooth operation of the firm. The ideal candidate will be detail-oriented, proactive, and highly organised. Day-to-Day Duties. Client Administration: Manage daily client account administration, … more

    Apply Now

  22. Paraplanner

    Posted 4 days ago by Tate

    Salary:
    £45,000 - £50,000/annum Plus discretionary bonus & benefits
    Location:
    Bishop's Stortford, Hertfordshire (91 miles)
    Job Type:
    Permanent

    Work with advisers, relationship managers and when required, independently, to construct and develop wealth planning strategies for business owners and wealthy individuals and families, covering a range of complexity. Ensure the strategies are documented in Wealth Proposals and … more

    Apply Now

  23. Report Writer

    Posted 2 weeks ago by Winhurst Recruitment

    Salary:
    £30,000 - £35,000/annum
    Location:
    Cornwall (250 miles)
    Job Type:
    Permanent

    Communicate effectively with Advisers, Clients, Colleagues, Providers, and Introducers. Uphold client confidentiality, data protection, and other legislative and organisational responsibilities. Collaborate with relevant teams regarding compliance, administration, technology, etc. … more

    Apply Now

  24. Paraplanner

    Posted 7 hours ago by Recruit Wealth Ltd

    Salary:
    £35,000 - £44,000/annum
    Location:
    CF72, Talbot Green, Rhondda Cynon Taf (135 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now

  25. Paraplanner

    Posted 06/09/2024 by Recruit Wealth Ltd

    Salary:
    £40,000 - £44,000/annum
    Location:
    Newcastle upon Tyne, Tyne & Wear (140 miles)
    Job Type:
    Permanent

    You will be relied upon for technical guidance to the financial advisers to ensure clients receive excellent financial advice. What will your role entail. These newly created opportunities will see you working closely with the Paraplanning Team Leader, Adviser Support Managers and … more

    Apply Now

  26. Internal Account Manager

    Posted a week ago by Wallace Hind Selection LTD

    Salary:
    £30,000 - £40,000/annum Pension + Financial Assistance with
    Location:
    Northampton (50 miles)
    Job Type:
    Permanent

    You'll have experience of working within Insurance previously, preferably Commercial Business insurance and have an understanding of the FCA guidelines. Ideally, you'll have passed IF1/FIT or equivalent, however, we'll meet any reasonable costs for this to be completed within the … more

    Apply Now

  27. Insurance Advisor

    Posted 2 weeks ago by Jukes Insurance Brokers

    Salary:
    £25,000 - £28,000/annum
    Location:
    Warwick, Warwickshire (49 miles)
    Job Type:
    Permanent

    Job Title: Insurance Advisor. Location: Warwick. Salary: £25,000 - £28,000 per year. Job type: Full time, Permanent. At Jukes Insurance Brokers, great service lies at the heart of all we do. We build lasting relationships that go beyond simply ensuring that you have the cover that you need. … more

    Apply Now

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