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Displaying 1-23 of 23 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted 01/07/2024 by Front Row Recruitment
Due to the implementation of a new Regulatory and Compliance team they are currently seeking a compliance analyst to join their friendly team. Duties will include. Supporting the compliance specialist to ensure the organisation meets its regulatory obligations. Identifying … more
Posted 25/06/2024 by Astral Recruitment
Our client is a successful and established IFA firm in Liverpool and they are currently looking for a full time in house Compliance Officer to join the team. This role is for File review work looking at files such as Pensions and Investment work generated by the Financial planners and … more
Posted by Vitality
Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business …
Posted by Metropolitan Thames Valley
Ensure compliance with FCA & AML regulations. ? Liaise with internal and external parties to ensure transactions complete in a timely manner. ? Keep up to date with relevant legislation and product developments. ? Handle first stage complaints, collate all required information, and …
Posted 24/06/2024 by Integro Partners
You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more
Posted 03/07/2024 by Curve Group Holdings Ltd
As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA … more
Posted yesterday by enable Recruitment
Providing pooled support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produce technical documents for the advisers based on the research and requirements of the client. Managing workflow and … more
Posted a week ago by Clear IT Recruitment
My client is searching for a Mortgage & Protection Adviser to join their offices based in Aberdeen, Aberdeenshire. My client is looking for an experienced Mortgage Adviser to join their team in Aberdeen. The ideal candidate will provide whole of market mortgage and protection … more
Posted 2 days ago by Profound recruitment partners
The role will be handling claims from notification to final settlement whilst maintaining an audit trail of actions and adhering to FCA and company compliance protocols. Role. Effective handling of new claims from notification to resolution for motor, property and liability … more
Posted 3 days ago by Rayner Personnel
*Exciting Opportunity: Employed Senior Mortgage Advisor - Haywards Heath, West Sussex*. Are you a seasoned mortgage professional looking for a rewarding role as an Employed Senior Mortgage Advisor - Haywards Heath, West Sussex? A thriving estate agency is seeking a talented Senior … more
Posted a week ago by Get-Recruited (UK) Ltd
RISK AND COMPLIANCE MANAGER. DUDLEY - HYBRID WORKING. £55,000. THE OPPORTUNITY. I'm pleased to be working for a well-established Insurance Company who have experienced some impressive growth over the past few years and who, as a result, are needing to expand their compliance team. … more
Posted 25/06/2024 by Niche Recruitment Ltd
Are you ready to develop your career in compliance with a leading insurance company? We're seeking a dynamic Junior Compliance Officer to join our team. This role is your gateway to ensuring we meet regulatory standards while championing customer outcomes and company integrity. … more
Posted today by Avanti Personnel Limited
Working in collaboration with Financial Advisers, admin and other colleagues, the successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and maintaining client records. This superb opportunity will … more
Posted a week ago by Retrack Personnel Holdings Limited
Collaborating closely with their financial advisers and client support teams, offering advice and ongoing services to both new and existing clients. Supported by their experienced paraplanning management and finance team, you'll work on diverse client cases, continually enhancing your … more
Posted yesterday by Uniting People
The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more
Posted yesterday by Uniting People
The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more
Posted yesterday by Uniting People
The company has an established and highly experienced Mortgage, Financial, Protection and Legal advisers. They are now recruiting self-employed Independent Financial Advisers to offer high quality holistic financial advice and estate planning. You will have access to the whole of … more
Posted a week ago by Workflow Recruitment
You will be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management framework. You will be involved in the identification, analysis and explanation of regulatory topics and themes, and … more
Posted 03/07/2024 by Dignity Plc
Employee Relations Advisor. 🕓 Full-Time, Permanent. 📍 Maidenhead, Berkshire (Hybrid 3 Days Office-Based, 2 from home. 💷 Salary: Up to £40,000 per annum. #WorkingWithDignity #EmployeeRelations. Are you skilled in navigating employee relations challenges with sensitivity and empathy? If you … more
Posted a week ago by Vitality
Team – Adviser and Employer Distribution. Working Pattern - Hybrid – 2 days per week in the Vitality London Office. Full time, 37.5 hours per week. Top 3 skills needed for this role. Good organisational skills. Stakeholder management. Being adept with working in a fast paced business … more
Posted 2 days ago by Curve Group Holdings Ltd
Job Title: Compliance Monitoring Officer. Location: Solihull - Hybrid. Hours: Full Time - 12 Month Fixed Term Contract. _____________________________________________. A bit about us. We are part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an … more
Posted 28/06/2024 by AFH Wealth Management
Independent Financial Adviser - Desk Based. AFH Wealth Management is proud to be one of the UK's leading independent financial advisory and wealth management firms. We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, … more
Posted 28/06/2024 by Earle & Gomes
Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more
Posted 28/06/2024 by Fiducia Group
Compliance Officer. Salary - Competitive. Full Time, Permanent. Newark, NG24 1BS. Have you experience of working within the financial industry or Compliance before. Are you a logical thinker and able to work well under pressure. Are you organised and have good attention to detail. … more
Posted a week ago by Pearson Whiffin Recruitment Ltd
Job Title: Compliance Assurance Manager. Salary: £48,000 - £58,000. Location: Chatham or Wolverhampton. Overview. An excellent opportunity has arisen with my client, a highly reputable financial services organisation. We are seeking a highly skilled Compliance Assurance Manager to … more
