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Displaying 1-25 of 50 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted 6 days ago by HL Partnership
Regional Compliance Manager. Home-based - covering Stafford up to south Sheffield. HL Partnership is the largest privately-owned mortgage network in the UK. Our goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general … more
Posted 10/09/2024 by Yolk Recruitment
Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more
Posted 17/09/2024 by Yolk Recruitment
Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more
Posted 6 days ago by Yolk Recruitment
Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team. Key Responsibilities. Conduct … more
Posted 6 days ago by Apogee Corporation Limited
Apogee is offering an exciting apprenticeship opportunity for a detail-oriented and proactive Commercial Compliance Specialist to join our Finance Division. This entry-level role serves as a crucial link between our Compliance, Data Protection, and Information Security functions … more
Posted 16/09/2024 by Open Financial Services
Mortgage Advisor | Accrington - Office-based and Remote Opportunities Available | Full Time. Join a Growing Mortgage Advisory Team. Are you looking for an exciting career in the mortgage industry, where your expertise can make a difference in people's lives. Our client is a highly … more
Posted 11/09/2024 by Aimee Willow Connex Ltd
To deliver a set of diverse tasks that enable our advisors to focus on sales. Responsibilities. Hands on approach for delivering agreed objectives and accountable for delivering the following. Supporting Mortgage and Protection Advisors in the production of client reports. … more
Posted 12/09/2024 by Four Squared Recruitment Ltd
Our client is looking for a dedicated Sales Advisor to join their team in Cirencester. This role will focus on retaining existing clients and upgrading their services by delivering exceptional customer care and expert service knowledge, all while ensuring full FCA compliance</ … more
Posted 11/09/2024 by Dovetail Recruitment Ltd
Compliance Officer/Paraplanner – Financial Services. Location: Ferndown ( Hybrid options -1 day a week in the office. Hours: Part-Time – Flexible to Fit Around Family Life. Salary: £35,000 - £45,000 (Depending on experience. Reporting To: Senior Partner. About Us. Join a highly regarded … more
Posted 16/09/2024 by Ellis James Partners Ltd
The successful candidate will work closely with Advisors and the Administration Lead to ensure smooth business processing, high-quality client service, and preparation for client meetings. What will you do. Schedule and confirm client appointments, sending pre-meeting information as needed. … more
Posted yesterday by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted 8 hours ago by The Portfolio Group
Trusted advisor to the Directors and General Counsel on Employment Litigation matters, Dispute Resolution and employment issues, such as TUPE, arising within potential Mergers and Acquisitions as well as FCA and SRA compliance. It is essential you have the following. … more
Posted a week ago by Jonathan Lee Recruitment Ltd
Service existing clients effectively alongside Client Advisors, ensuring a quality service that meets their needs and requirements. Identify and develop new business opportunities, promoting new products through regular client interactions. Enhance the profitability of existing accounts by … more
Posted 16/09/2024 by Ellis James Partners Ltd
Provide research and technical support to Advisors. Prepare suitability reports, illustrations, and financial documentation. Ensure all reports comply with FCA guidelines. Collaborate with the wider team to ensure smooth business processing. Stay updated on products and regulatory … more
Posted today by enable Recruitment
Providing paraplanning support to the financial advisers and liaising with the team to implement the advice for clients, to produce positive client-centric outcomes. Produced technical documents for the advisers based on the research and requirements of the client. Managing … more
Posted 2 weeks ago by Ellis James Partners Ltd
Support Financial Advisors by researching financial products and preparing detailed suitability reports. Conduct cash flow modelling and inheritance tax (IHT) calculations. Ensure that all reports and recommendations adhere to compliance standards (FCA). Maintain and … more
Posted 17/09/2024 by James Frank Associates
Due to internal developments within the business our client is looking to add a Head of Mortgage Servicing to their team, where you will be responsible for overseeing the daily operations of the Servicing team whilst ensuring compliance within industry standards, whilst ensuring all work is … more
Posted a week ago by Templegate recruitment
Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more
Posted a week ago by Templegate recruitment
Maintaining and updating client records to ensure accuracy and compliance. Handling the submission and verification of new business applications to providers. Preparing, printing, binding, and sending reports, letters, and presentations. Managing incoming and outgoing correspondence, … more
Posted 2 weeks ago by Rayner Personnel
Mortgage and Protection Advisor. Livingston(EH54. My client is looking for a Qualified Mortgage and Protection Advisor to join them in their award winning team. What is on offer. Competitive salary (£30k-£40k basic) OTE £60k. Uncapped commission. Flexible working pattern. 75% of … more
Posted 12/09/2024 by Rayner Personnel
Ensure FCA compliance and maintain accurate documentation. *Requirements:*. YOU MUST HOLD CEMAP QUALIFICATION. Be hungry for business. Driven, motivated by success and results. Ambitious and self-motivated. Resilient, detail oriented and determined. Excellent verbal and written … more
Posted 12/09/2024 by Rayner Personnel
Ensure FCA compliance and maintain accurate documentation. *Requirements:*. YOU MUST HOLD CEMAP QUALIFICATION. Be hungry for business. Driven, motivated by success and results. Ambitious and self-motivated. Resilient, detail oriented and determined. Excellent verbal and written … more
Posted 12/09/2024 by Rayner Personnel
Ensure FCA compliance and maintain accurate documentation. *Requirements:*. MUST HOLD CEMAP QUALIFICATION. Be hungry for business. Driven, motivated by success and results. Ambitious and self-motivated. Resilient, detail oriented and determined. Excellent verbal and written … more
Posted 11 hours ago by Premier Jobs UK
As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA. You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times. … more
Posted a week ago by Lime People Search & Select Ltd
We are urgently seeking an experienced Paraplanner to provide technical support to both the Advisers and Directors of the business. Informing and Advising on Financial Planning factors and on utilising suitable plans and products for clients, compiling reports and illustrations in a timely … more
