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Displaying 1-9 of 9 jobs
The position you are looking for is no longer available, but here are some similar jobs that might interest you
Posted 2 days ago by Barbara Houghton Associates
Reporting to the General Manager, Legal & Compliance, responsibilities will include. Undertake monthly communications monitoring. Undertake other compliance monitoring, under guidance from the Compliance Officer. Prepare reports in respect of all monitoring for review by/ … more
Posted 3 hours ago by EF Recruitment
Our client is a global Fintech type organisation now seeking a Junior Compliance Specialist. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month contract with 2 days a week in their … more
Posted a week ago by Integro Partners
You will receive full admin support and can utilise the office as a base of work but to also learn from other Advisors. As a mortgage and protection advisor, you will play a crucial role in providing expert advice across 1st and 2nd charges, bridging, commercial mortgages, and … more
Posted 5 hours ago by Curve Group Holdings Ltd
As a Team Leader you will be responsible for inspirational leadership of a team of around 6 customer service advisors. Key responsibilities. Line Manager responsibility for c.6 customer service advisors within banking. Monitoring of SLAs, customer satisfaction, FCA … more
Posted 13/06/2024 by Perfect Team
Due to continued success in providing fee-based advice to HNW clients, this successful wealth management practice requires a professional and proactive experienced Financial Services Administrator to provide holistic support to a small team of Financial Advisers. The successful candidate … more
Posted 2 days ago by Rayner Personnel
Mortgage and Protection Advisor. Self Employed. My client is one of the fastest- growing Mortgage firms in the UK and they are looking for more talented brokers to join the team. Benefits. OTE £60K. Full compliance and marketing support. Large connection of EA introducers. Full … more
Posted 6 days ago by The Burford Recruitment Company Ltd
The Burford Recruitment Company are delighted to be working with a trusted and highly regarded financial planning business in Witney, Oxfordshire, who are looking to appoint a Compliance Analyst. This is a critical role within the business and your primary focus will be to ensure the firm … more
Posted 5 days ago by Earle & Gomes
Compliance Associate | London | Full Time | £45,000-£55,000 per annum (dependent on experience. Founded in 2017, our client is a forward-looking, dynamic investment management company with a sole focus – to provide genuine high-conviction, active account management for their clients. … more
Posted a week ago by Oakglen Wealth Limited
Oversee the audit process and liaise with external advisors where required. Ensure that all insurance requirements are met and regularly reviewed. Provide detailed financial forecasts and budgets. Support the business with the development and updating of its financial strategy. Ensure … more
